Contents
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1.
Company Details
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2.
Activities (0)
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3.
Officers (44)
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4.
Branches (0)
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5.
Unique Entity ID (0)
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6.
CIK Data (0)
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7.
CAGE Data (0)
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LEI Data (0)
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9.
Form 5500 (0)
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10.
Business Licenses (0)
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Professional Licenses (0)
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12.
USAspending Awards (0)
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13.
Trademarks (0)
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Lobbyist Registrations (0)
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Election Contributions (0)
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16.
Inspections (0)
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17.
OSHA's Inspections within Industry (0)
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18.
Reviews (0)
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Related Companies by Officers (14)
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20.
Related Companies by Addresses (0)
Company Details
| Name: |
FINRA Regulation, Inc. |
| Jurisdiction: |
Alaska |
| Legal type: |
Nonprofit Corporation |
| Status: |
Good Standing
|
| Date of registration: |
12 Dec 1996 (28 years ago)
|
| Entity Number: |
59695F |
| Place of Formation: |
DELAWARE |
| Address: |
1700 K STREET NW, WASHINGTON, DC 20006 |
Officers
| Name |
Role |
|
Eric Noll
|
Director
|
|
Fabiola Arredondo
|
Director
|
|
Gene DeMaio
|
Vice President
|
|
William St Louis
|
Vice President
|
|
William Wollman
|
Vice President
|
|
Greg Ruppert
|
Vice President
|
|
Peggy Ho
|
Director
|
|
Rainia L Washington
|
Vice President
|
|
Steven J Randich
|
Vice President
|
|
Todd T Diganci
|
Treasurer
|
|
Todd T Diganci
|
Vice President
|
|
Maureen Jensen
|
Director
|
|
Penny Ho
|
Director
|
|
Richard W Berry
|
Vice President
|
|
Timothy C Scheve
|
Director
|
|
James T Crowley
|
Director
|
|
Maureen Delaney
|
Vice President
|
|
Deborah Bailey
|
Director
|
|
Derrick A Roman
|
Director
|
|
Geraldine M Walsh
|
Vice President
|
|
Stephanie Dumont
|
Vice President
|
|
Camille M Busette
|
Director
|
|
Denise Dombay
|
Vice President
|
|
Moira Kilcoyne
|
Director
|
|
Corporation Service Company
|
Registered Agent
|
|
John Ehnes
|
Director
|
|
Jonathan S Sokobin
|
Vice President
|
|
Lance F Drummond
|
Director
|
|
Mortimer J Buckley
|
Director
|
|
Paige W Pierce
|
Director
|
|
Linde Murphy
|
Director
|
|
Robert W Cook
|
Director
|
|
Robert W Cook
|
President
|
|
Gus Sauter
|
Director
|
|
Marcia E Asquith
|
Secretary
|
|
Marcia E Asquith
|
Vice President
|
|
Lisa Fairfax
|
Director
|
|
Robert Colby
|
Vice President
|
|
Samir Deshpande
|
Director
|
|
Scott Curtis
|
Director
|
|
Ethiopis Tafara
|
Director
|
|
Nathaniel Stankard
|
Vice President
|
|
Naureen Hassan
|
Director
|
|
Wendy Lanton
|
Director
|
Date of last update: 23 Jan 2025
Sources:
State of Alaska - Department of Commerce, Community, and Economic Development
