CATERPILLAR INC.

Contents

1. Company Details
2. Activities (0)
3. Officers (19)
4. Branches (0)
5. Unique Entity ID (0)
6. CIK Data (0)
7. CAGE Data (0)
8. LEI Data (0)
9. Form 5500 (0)
10. Business Licenses (0)
11. Professional Licenses (0)
12. USAspending Awards (0)
13. Trademarks (0)
14. Lobbyist Registrations (0)
15. Election Contributions (0)
16. Inspections (0)
17. OSHA's Inspections within Industry (0)
18. Reviews (0)
19. Related Companies by Officers (25)
20. Related Companies by Addresses (0)

Company Details

Name:	CATERPILLAR INC.
Jurisdiction:	Alaska
Legal type:	Business Corporation
Status:	Good Standing
Date of registration:	19 May 1986 (39 years ago)
Entity Number:	38181F
Place of Formation:	DELAWARE
Address:	5205 N O'CONNOR BLVD STE 100, IRVING, TX 75039

Officers

Name	Role
SUSAN C. SCHWAB	Director
CHAD J. WITHERS	Assistant Treasurer
BLACKROCK, INC.	Shareholder
STATE STREET CORPORATION and various direct and indirect subsidiaries	Shareholder
DANIEL M. DICKINSON	Director
The Vanguard Group	Shareholder
DAVID L. CALHOUN	Director
RAYFORD WILKINS, JR.	Director
JAMES FISH, JR.	Director
CAPITAL WORLD INVESTORS	Shareholder
JUDITH MARKS	Director
GERALD JOHNSON	Director
DAVID W. MACLENNAN	Director
DEBRA REED-KLAGES	Director
DONALD J. UMPLEBY III	Director
DONALD J. UMPLEBY III	President
NIKKI PUZA	Secretary
PATRICK T. MCCARTAN	Treasurer
Corporation Service Company	Registered Agent

Court Cases

Docket Number

Nature of Suit

Filing Date

Disposition

8800001

Patent

1988-08-19

consent

Circuit	Ninth Circuit
Origin	original proceeding
Jurisdiction	federal question
Jury Demand	Missing
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	no monetary award
Judgement	both
Arbitration On Termination	Missing
Office	2
Filing Date	1988-08-19
Termination Date	1989-07-17
Date Issue Joined	1988-10-21

Parties

Name	NELSON,W
Role	Plaintiff

Name	CATERPILLAR INC.
Role	Defendant

9700293

Marine Contract Actions

1997-07-28

settled

Circuit	Ninth Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	75
Termination Class Action	Missing
Procedural Progress	other
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	1997-07-28
Termination Date	1998-04-10

Parties

Name	SALTWATER SAFARI COMPANY, INC.
Role	Plaintiff

Name	CATERPILLAR INC.
Role	Defendant

0200237

Property Damage - Product Liabilty

2002-09-25

settled

Circuit	Ninth Circuit
Origin	removed (began in the state court, removed to the district court)
Jurisdiction	diversity of citizenship
Jury Demand	Missing
Demanded Amount	75
Termination Class Action	Missing
Procedural Progress	judgement on motion
Nature Of Judgment	Missing
Judgement	missing
Arbitration On Termination	Missing
Office	3
Filing Date	2002-09-25
Termination Date	2004-08-23
Status	Terminated

Parties

Name	NUSHAGAK ELECTRIC COOPER
Role	Plaintiff

Name	CATERPILLAR INC.
Role	Defendant

Court View Cases

Title	Date	Case Type	Status	Open
3AN-97-04926CI Saltwater safari co, Inc vs. CATERPILLAR INC et al UNK3AN	1997-06-30	Civil Superior Ct (3AN)	Closed	Open Case Link
3AN-04-09802CI Ninilchik Charters vs. Caterpillar Inc et al CFS	2004-08-09	Civil Superior Ct (3AN)	Closed	Open Case Link
4FA-98-00199CI Fred's Bail Bonding - Anchorage vs. CATERPILLAR INC et al RDS	1998-01-26	Civil Superior Ct (4FA)	Closed	Open Case Link
3AN-02-10097CI Nushagak electric, Cooperative et al vs. CATERPILLAR INC et al CLK3AN	2002-08-19	Civil Superior Ct (3AN)	Closed	Open Case Link

Date of last update: 23 Jan 2025

Sources: State of Alaska - Department of Commerce, Community, and Economic Development