|
KAKIVIK ASSET MANAGEMENT LLC 401(K) PLAN
|
2013
|
841515988
|
2014-01-15
|
230
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-05-01
|
| Sponsor |
KAKIVIK ASSET MANAGEMENT, LLC
|
| Business code |
541990
|
| Sponsor’s telephone number |
9077709400
|
| Plan sponsor’s mailing address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503
|
| Plan sponsor’s
address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503
|
Plan administrator’s name and address
| Administrator’s EIN |
841515988 |
| Plan administrator’s name |
KAKIVIK ASSET MANAGEMENT, LLC |
| Plan administrator’s
address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503 |
| Administrator’s telephone number |
9077709400 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-01-15 |
| Name of individual signing |
ROBIN THOMPSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
KAKIVIK ASSET MANAGEMENT LLC 401(K) PLAN
|
2012
|
841515988
|
2013-10-16
|
214
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-05-01
|
| Sponsor |
KAKIVIK ASSET MANAGEMENT, LLC
|
| Business code |
541990
|
| Sponsor’s telephone number |
9077709400
|
| Plan sponsor’s mailing address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503
|
| Plan sponsor’s
address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503
|
Plan administrator’s name and address
| Administrator’s EIN |
841515988 |
| Plan administrator’s name |
KAKIVIK ASSET MANAGEMENT, LLC |
| Plan administrator’s
address |
560 E. 34TH, SUITE 200, ANCHORAGE, AK, 99503 |
| Administrator’s telephone number |
9077709400 |
Number of participants as of the end of the plan year
| Active participants |
186 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
42 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
174 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-16 |
| Name of individual signing |
ROBIN THOMPSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
KAKIVIK ASSET MANAGEMENT LLC 401(K) PLAN
|
2011
|
841515988
|
2012-10-15
|
145
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-05-01
|
| Sponsor |
KAKIVIK ASSET MANAGEMENT, LLC
|
| Business code |
541990
|
| Sponsor’s telephone number |
9077709400
|
| Plan sponsor’s mailing address |
560 E 34TH, STE 200, ANCHORAGE, AK, 99503
|
| Plan sponsor’s
address |
560 E 34TH, STE 200, ANCHORAGE, AK, 99503
|
Plan administrator’s name and address
| Administrator’s EIN |
841515988 |
| Plan administrator’s name |
KAKIVIK ASSET MANAGEMENT, LLC |
| Plan administrator’s
address |
560 E 34TH, STE 200, ANCHORAGE, AK, 99503 |
| Administrator’s telephone number |
9077709400 |
Number of participants as of the end of the plan year
| Active participants |
184 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
28 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
2 |
| Number of
participants
with
account balances as of the end of the plan year |
162 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-15 |
| Name of individual signing |
RHONDA LAMP |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
KAKIVIK ASSET MANAGEMENT LLC 401(K) PLAN
|
2010
|
841515988
|
2011-10-14
|
231
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-05-01
|
| Sponsor |
KAKIVIK ASSET MANAGEMENT, LLC
|
| Business code |
541990
|
| Sponsor’s telephone number |
9077709400
|
| Plan sponsor’s mailing address |
560 E 34TH AVENUE, SUITE 200, ANCHORAGE, AK, 99503
|
| Plan sponsor’s
address |
560 E 34TH AVENUE, SUITE 200, ANCHORAGE, AK, 99503
|
Plan administrator’s name and address
| Administrator’s EIN |
841515988 |
| Plan administrator’s name |
KAKIVIK ASSET MANAGEMENT, LLC |
| Plan administrator’s
address |
560 E 34TH AVENUE, SUITE 200, ANCHORAGE, AK, 99503 |
| Administrator’s telephone number |
9077709400 |
Number of participants as of the end of the plan year
| Active participants |
114 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
30 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
144 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-14 |
| Name of individual signing |
RHONDA LAMP |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
KAKIVIK ASSET MANAGEMENT LLC 401(K) PLAN
|
2009
|
841515988
|
2010-10-04
|
261
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-05-01
|
| Sponsor |
KAKIVIK ASSET MANAGEMENT, LLC
|
| Business code |
541990
|
| Sponsor’s telephone number |
9077709400
|
| Plan sponsor’s mailing address |
111 WEST 16TH AVENUE, SUITE 100, ANCHORAGE, AK, 99501
|
| Plan sponsor’s
address |
111 WEST 16TH AVENUE, SUITE 100, ANCHORAGE, AK, 99501
|
Plan administrator’s name and address
| Administrator’s EIN |
841515988 |
| Plan administrator’s name |
KAKIVIK ASSET MANAGEMENT, LLC |
| Plan administrator’s
address |
111 WEST 16TH AVENUE, SUITE 100, ANCHORAGE, AK, 99501 |
| Administrator’s telephone number |
9077709400 |
Number of participants as of the end of the plan year
| Active participants |
189 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
41 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
149 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-04 |
| Name of individual signing |
RHONDA LAMP |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
