TD AMERITRADE, Inc.

Branch

Date of last update: 19 Apr 2025. Data updated daily.

TD AMERITRADE is a Business Corporation registered in Alaska. Founded in June 1999, with the entity number 66901F, its principal address is 200 S. 108TH AVENUE, OMAHA, NE 68154. The main line of business of TD AMERITRADE was Finance and Insurance, with a business license for INVESTMENT BANKING AND SECURITIES INTERMEDIATION. Currently in Good Standing, TD AMERITRADE has been operating for 26 years. TD AMERITRADE has 5 key officers.

Company Details

Legal Name:

TD AMERITRADE, Inc.

Entity Type:

Business Corporation

TD AMERITRADE, Inc. is structured as a Business Corporation, a common type of corporate entity designed to conduct a wide range of business activities. In Alaska, a Business Corporation (often referred to as a "C-Corp") is a separate legal entity from its owners (shareholders), offering them limited liability protection and enabling the company to raise capital through the issuance of stock.
In Alaska, Business Corporations are governed by Title 10, Chapter 06 – Alaska Corporations Code.

Status:

Good Standing

The 'Good Standing' status indicates that TD AMERITRADE, Inc. is fully compliant with state regulations, has filed all required reports, paid necessary fees and taxes, and maintained a registered agent. This is a positive indicator of the company's operational health and adherence to legal requirements.

AK Formed Date:

17 Jun 1999 (26 years ago)

Next Biennial Report Due:

02 Jan 2027

Duration:

Perpetual

Branch of:

TD AMERITRADE, Inc., NEW YORK (Company Number 513291)

Entity Number:

66901F

The entity number, 66901F, is a unique identifier assigned by the Alaska Department of Commerce, Community, and Economic Development to TD AMERITRADE, Inc.. This number can be used to verify the company's registration and access official records.

Home State:

NEW YORK

Entity Physical Address:

200 S. 108TH AVENUE, OMAHA, NE 68154

Industry & Business Activity

Line of Business

52 Finance and Insurance

NAICS

523150 INVESTMENT BANKING AND SECURITIES INTERMEDIATION

This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau

Key Officers & Management

Name	Role	Address	Mailing Address
Michael Asmus	Treasurer	-	-
James Kostulias	President	-	-
C T Corporation System	Registered Agent	8585 OLD DAIRY RD STE 208, JUNEAU, AK 99801	8585 OLD DAIRY RD STE 208, JUNEAU, AK 99801
Kristopher Tate	Secretary	-	-
Staci Sullivan	Director	-	-

Name

Role

Address

Mailing Address

Michael Asmus

Treasurer

James Kostulias

President

C T Corporation System

Registered Agent

8585 OLD DAIRY RD STE 208, JUNEAU, AK 99801

Kristopher Tate

Secretary

Staci Sullivan

Director

Business Licenses

Alaska requires a business license for the privilege of engaging in business in the state. This can apply to any for-profit or non-profit entity — including a sole proprietorship — and regardless of whether it has a physical presence in the state. Licenses may be purchased for one or two years, and expire on December 31.

Note: This state-level license is fundamental and mandatory for most Alaska businesses, showing basic compliance with state business regulations and tax requirements.

License Number	Type	Status	Issue Date	Date of renewal	Expiration date	Description
1113671	Business License	Expired	2019-02-05	2022-11-02	2024-12-31	LOB: 52 - Finance and Insurance, NAICS: 523150 - INVESTMENT BANKING AND SECURITIES INTERMEDIATION

License Number

Type

Status

Issue Date

Date of renewal

Expiration date

Description

1113671

Business License

Expired

2019-02-05

2022-11-02

2024-12-31

LOB: 52 - Finance and Insurance, NAICS: 523150 - INVESTMENT BANKING AND SECURITIES INTERMEDIATION

Court Cases Opinions

This table contains information about court case opinions. It includes details like the case name, court, date, and summary of the court's decision.

Package ID

Category

Cause

Nature Of Suit

USCOURTS-akd-3_16-cv-00136

Judicial Publications

28:1331(a) Fed. Question: Real Property

Other Real Property Actions

Collection	United States Courts Opinions
SuDoc	JU 4.15
Court Type	District
Court Name	United States District Court District of Alaska
Circuit	9th
Office Location	Anchorage
Case Type	civil

Parties

Name	TD Ameritrade Holding Corporation
Role	Counter Defendant

Name	TD Ameritrade Services Company
Role	Counter Defendant

Name	TD AMERITRADE, Inc.
Role	Counter Defendant

Name	James Richard Matthews
Role	Defendant

Name	TD Ameritrade Holding Corporation
Role	Plaintiff

Name	TD Ameritrade IP Company
Role	Plaintiff

Name	James Richard Matthews
Role	Counter Claimant

Name	TD Ameritrade IP Company
Role	Counter Defendant

Name	TD Ameritrade Services Company
Role	Plaintiff

Name	TD AMERITRADE, Inc.
Role	Plaintiff

Opinions

Opinion ID	USCOURTS-akd-3_16-cv-00136-0
Date	2017-10-25
Notes	ORDER RE MOTION TO DISMISS: IT IS ORDERED that TD Ameritrade's Motion to Dismiss for Failure to State a Claim at Docket 41 is GRANTED. Mr. Matthews to file Second Amended Answer and Counterclaim(s) by November 27, 2017. (See Order for details). Signed by Judge Sharon L. Gleason on 10/25/2017. (CME, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-1
Date	2018-07-16
Notes	ORDER RE PENDING MOTIONS: Motion to Dismiss at Docket 80 is DENIED in part and GRANTED in part. Motion to File Surreply at Docket 88 is GRANTED. Motion for Reconsideration at Docket 90 is DENIED. Mr. Matthews may file a Third Amended Answer and Counterclaim(s) by 07/30/2018. (See order for full details). Signed by Judge Sharon L. Gleason on 07/16/2018. (CME, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-2
Date	2018-12-20
Notes	ORDER RE MOTION TO DISMISS: IT IS ORDERED that TD Ameritrades Motion to Dismiss at Docket 100 is DENIED. TD Ameritrade shall file an answer responsive to the remaining claims within 14 days of the date of this order. (See Order for details). Signed by Judge Sharon L. Gleason on 12/20/2018. (CME, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-3
Date	2019-11-05
Notes	ORDER RE PENDING MOTIONS AND SCHEDULING DISCOVERY STATUS CONFERENCE: The Motion to Extend Discovery Deadlines, at docket 143, is GRANTED. All fact discovery shall be completed by 12/27/19. See Order for additional deadlines. The Motion for Extension of Time to Complete Discovery, at docket 150, is DENIED as moot. The Motion for Leave to File Sur-Reply, at docket 131, is DENIED. The Motion for Protection from Defendant's First Set of Request for Production, at docket 119, is GRANTED in part and DENIED in part. A Telephonic Discovery Status Conference is set for 12/3/19 at 9:00am in Anchorage Courtroom 2 before Sharon L. Gleason. Parties shall call 907-677-6248 (enter access code 668160) from a landline telephone five minutes prior to the scheduled hearing time. Signed by Judge Sharon L. Gleason on 11/5/19. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-4
Date	2020-12-29
Notes	ORDER denying 185 Motion to Stay. The deadline for dispositive and Daubert motions is extended to February 4, 2021. Signed by Judge Sharon L. Gleason on 12/29/20. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-5
Date	2021-03-18
Notes	ORDER granting 216 Motion to Accept Late Filings. Plaintiffs-Counter-Defendants' replies to the oppositions to the two summary judgment motions at Dockets 193 and 197 are due 14 days from the filing of the errata. Plaintiffs-Counter-Defendants' replies to the opposition to the summary judgment motion at Docket 196 is due 14 days from the filing of the opposition at Docket 211. Signed by Judge Sharon L. Gleason on 3/18/21. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-6
Date	2021-07-21
Notes	ORDER granting 195 Motion to Dismiss; denying 226 Motion to File Sur-Reply. Signed by Judge Sharon L. Gleason on 7/21/21. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-7
Date	2021-08-05
Notes	ORDER granting 198 Motion for Declaratory Judgment; denying 225 Motion to File Surreply. Signed by Judge Sharon L. Gleasonon 8/5/21. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-8
Date	2021-08-25
Notes	ORDER granting 196 Motion for Summary Judgment; denying 228 Motion to File Surreply; denying as moot 193 Motion for Summary Judgment, 194 Motion to Exclude Testimony, and 197 Motion for Summary Judgment; denying as moot 227 Motion for Leave to File and 229 Motion to File Surreply. Signed by Judge Sharon L. Gleason on 8/25/21. (JLH, COURT STAFF)
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-9
Date	2022-10-04
Notes	ORDER denying 249 Motion for Attorney Fees. Plaintiffs may file a renewed motion within 14 days of the date of this order. See Order for details. Signed by Judge Sharon L. Gleason on 10/4/2022. (JDS, COURT STAFF) Modified on 12/5/2022 to correct doc type (JDS, COURT STAFF).
View	View File

Opinion ID	USCOURTS-akd-3_16-cv-00136-10
Date	2022-12-19
Notes	ORDER granting in part and denying in part 254 Motion for Attorney Fees. See Order for details. Signed by Judge Sharon L. Gleason on 12/19/2022. (JDS, COURT STAFF)
View	View File

TD AMERITRADE, Inc.

Company Details

Industry & Business Activity

Companies doing Investment banking and securities intermediation

Key Officers & Management

Business Licenses

Court Cases Opinions

Companies related by officers